【SWSCAP 7186 交流专区】友利新资本（前名UDSCAP）

icy97

Notice of Interest Sub. S-hldr (Section 137 of CA 2016)

SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	MR TEOH HAN CHUAN
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary shares
Name & address of registered holder	TEOH HAN CHUANNo. 2 Lorong Rumbia 2 Sungai Nibong11900 Bayan Lepas Pulau Pinang

Date interest acquired & no of securities acquired
Date interest acquired	20 Jul 2017
No of securities	5,000,000
Circumstances by reason of which Securities Holder has interest	Off market deal
Nature of interest	Direct Interest
Total no of securities after change
Direct (units)	10,000,000
Direct (%)	6.855
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Date of notice	20 Jul 2017
Date notice received by Listed Issuer	20 Jul 2017

icy97

Notice of Person Ceasing (Section 139 of CA 2016)

SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	MR NEO CHEE KIAT
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary shares
Date of cessation	20 Jul 2017
Name & address of registered holder	NEO CHEE KIAT51-3 Jalan Khalidi84000 Muar Johor

No of securities disposed	5,000,000
Circumstances by reason of which a person ceases to be a substantial shareholder	Off market deal
Nature of interest	Direct Interest
Date of notice	20 Jul 2017
Date notice received by Listed Issuer	20 Jul 2017

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 May 2017

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 May 2017	31 May 2016	31 May 2017	31 May 2016
		$$'000	$$'000	$$'000	$$'000

1	Revenue	38,420	36,590	112,900	115,121
2	Profit/(loss) before tax	1,024	1,858	2,935	6,787
3	Profit/(loss) for the period	759	2,677	2,609	6,962
4	Profit/(loss) attributable to ordinary equity holders of the parent	548	1,886	1,742	5,191
5	Basic earnings/(loss) per share (Subunit)	0.38	1.34	1.19	3.68
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	1.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5694		0.5545

icy97

Date of change	07 Sep 2017
Name	MR LAU TECK POH
Age	49
Gender	Male
Nationality	Malaysia
Designation	Non Executive Director
Directorate	Independent and Non Executive
Type of change	Resignation
Reason	Due to other personal commitment
Details of any disagreement that he/she has with the Board of Directors	No
Whether there are any matters that need to be brought to the attention of shareholders	No
Qualifications	Secondary School
Working experience and occupation	He is a businessman for over 25 years involving in various industries mainly as developer. He was conferred Pingat Ibrahim Sultan (P.I.S) by the Sultan of Johor Sultan Ibrahim Sultan Iskandar in 2012.
Family relationship with any director and/or major shareholder of the listed issuer	NIL
Any conflict of interests that he/she has with the listed issuer	NIL
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct InterestLAU TECK POH - (2,757,000 Ordinary Shares)

哭哭鸟

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 Aug 2017

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 Aug 2017	31 Aug 2016	31 Aug 2017	31 Aug 2016
		$$'000	$$'000	$$'000	$$'000

1	Revenue	31,964	33,977	144,864	149,098
2	Profit/(loss) before tax	8,526	-865	11,462	5,922
3	Profit/(loss) for the period	6,461	-1,056	9,070	5,907
4	Profit/(loss) attributable to ordinary equity holders of the parent	6,813	-5,191	8,555	4,408
5	Basic earnings/(loss) per share (Subunit)	4.67	-3.56	5.86	3.02
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	1.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.6844		0.5545

icy97

Date of change	16 Nov 2017
Name	MR NEO CHEE KIAT
Age	47
Gender	Male
Nationality	Malaysia
Type of change	Redesignation
Previous Position	Managing Director
New Position	Non-Independent Director
Directorate	Non Independent and Non Executive
Qualifications	Secondary School
Working experience and occupation	Mr Neo Chee Kiat being appointed as the Managing Director on 30th November 2003. He assisted his father in the day-today marketing and sofa operation of Kim Seng sole proprietorship business in 1988 and later he joined SWS as a Director. With more than 25 years experience in the manufacturing of sofa furniture, he has steered SWS from a small-scale manufacturer to being one of the major sofa manufacturers and exporters in Malaysia.Mr Neo is responsible for the overall business planning and marketing strategy of the Group. He is the President of the Federation of Johor Furniture Manufacturers and Traders Association, Deputy President of the Malaysian Furniture Industry Council and the President of the Muar Furniture Association. Mr Neo was conferred Pingat Ibrahim Sultan (P.I.S) by the Sultan of Johor Sultan Ibrahim Sultan Iskandar in 2012.
Family relationship with any director and/or major shareholder of the listed issuer	Mr. Neo Chee Kiat is the son of Mr Neo Tiam Hock who is also a major shareholder of the Company.
Any conflict of interests that he/she has with the listed issuer	NIL
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct InterestNeo Chee Kiat - (4,358,210 Ordinary Shares)Indirect InterestLim Hui Na (Wife) - (10,000 Ordinary Shares)

icy97

Date of change	16 Nov 2017
Name	MR TEOH HAN CHUAN
Age	57
Gender	Male
Nationality	Malaysia
Type of change	Redesignation
Previous Position	Deputy Managing Director
New Position	Managing Director
Directorate	Executive
Qualifications	Malaysian Certificate of Education
Working experience and occupation	Mr Teoh Han Chuan is a co-founder and the Managing Director of Ee-Lian Enterprise (M) Sdn Bhd. He began his career as a Factory Worker when he was 19 years old after completing his Malaysian Certificate of Education (SPM) from Chung Ling High School in 1978. In 1985, he became a Salesman when he joined Union Trading Company which was principally involved in the trading of motor accessories and helmets. He was responsible for the companys sales and marketing development and coordination activities in Malaysia. In 1987, he joined Gold Liloy Trading Sdn Bhd, a plastic manufacturer and marketing company as a Senior Salesman, where he managed and built business relationships with the companys customers in major cities across Malaysia.From many years of sales experiences and knowledge gained from his previous employment, he foresaw a market potential in the Malaysian household plastic wares, where he co-founded Ee-Lian Enterprise (M) Sdn Bhd in 1993 to be principally involved in the trading of household plastic ware products. He has over 25 years of experience in the household plastic wares industry. Mr Teoh was appointed as Director of the Company on 03 July 2017.
Family relationship with any director and/or major shareholder of the listed issuer	None
Any conflict of interests that he/she has with the listed issuer	NIL
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct InterestTeoh Han Chuan - (10,000,000 Ordinary Shares)Indirect InterestYeap Boey Lean (Wife) - (50,000 Ordinary Shares)Teoh Chun Keat (Son) - (3,000 Ordinary Shares)

icy97

SWS资本8送2红股5凭单

2017年12月12日
（吉隆坡11日讯）SWS资本（SWSCAP，7186，主板消费产品股）建议，以8送2的比例，发行高达3646万8759股红股。

该公司今天向交易所报备，除了派发上述红股，SWS资本也以8送5的比例，发行9117万1898张凭单。

SWS资本将动用公司股票溢价户头的1823万4000令吉，来完成红股和凭单活动。

活动完成后，保留盈利户头内余额将剩7万1000令吉。

红股和凭单活动是为了回馈股东对SWS资本的支持，让股东能维持持股率，又拥有更多股票。

上述计划也有助于SWS资本扩大缴足资本，更好地反映出目前的营运及资产规模，也能提高股票流通量。

除了送红股和凭单，SWS资本成立总股票数额高达15%的雇员认股计划（ESOS）。

完成以上所有的活动后，该公司股本会由1亿4587万5000股，增至最高3亿1454万3000股；缴足资本亦会由7293万8000令吉，最高升至2亿1063万2000令吉。 【e南洋】

Type	Announcement
Subject	MULTIPLE PROPOSALS
Description	SWS CAPITAL BERHAD ("SWS" OR THE "COMPANY")- PROPOSED BONUS ISSUE OF SHARES WITH WARRANTS; AND- PROPOSED ESOS(COLLECTIVELY REFERRED TO AS THE "PROPOSALS")
On behalf of the Board of Directors of SWS, Inter-Pacific Securities Sdn. Bhd. wishes to announce that SWS proposes to undertake the following: 1. proposed bonus issue of 36,468,759 new ordinary shares in SWS (“Bonus Share(s)”) to be credited as fully paid-up, together with 91,171,898 free detachable warrants (“Warrant(s)”), on the basis of two (2) Bonus Shares together with five (5) Warrants for every eight (8) existing ordinary shares (“SWS Share(s)” or “Share(s)”) held by the entitled shareholders whose names appear on the Record of Depositors on an entitlement date to be determined and announced later; and 2. proposed establishment of an employees’ share option scheme (“ESOS”) of up to 15% of the total number of issued shares of the Company at any point in time to be granted to the  eligible directors and employees of SWS and its subsidiaries. Further details of the Proposals are set out in the enclosed attachment. This announcement is dated 11 December 2017.

http://www.bursamalaysia.com/market/listed-companies/company-announcements/5633601

Attachments Announcement dated 11 December 2017.pdf

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 30 Nov 2017

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		30 Nov 2017	30 Nov 2016	30 Nov 2017	30 Nov 2016
		$$'000	$$'000	$$'000	$$'000

1	Revenue	32,350	38,062	32,350	38,062
2	Profit/(loss) before tax	1,110	1,257	1,110	1,257
3	Profit/(loss) for the period	692	1,038	692	1,038
4	Profit/(loss) attributable to ordinary equity holders of the parent	665	617	665	617
5	Basic earnings/(loss) per share (Subunit)	0.46	0.42	0.46	0.42
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.6900		0.6800

icy97

Date of change	31 Jan 2018
Name	MISS TEO MIOW LOO
Age	37
Gender	Female
Nationality	Malaysia
Type of change	Resignation
Designation	Chief Financial Officer
Reason	Other personal commitment
Details of any disagreement that he/she has with the Board of Directors	No
Whether there are any matters that need to be brought to the attention of shareholders	No
Qualifications	Ms Teo graduated from University of Malaya with Bachelor of Accounting (Honour). She is a Chartered Accountant registered with the Malaysia Institute of Accountants (MIA).
Working experience and occupation	Ms Teo started her career as an auditor with Pricewaterhousecoorpers from 2006 to 2010. She later joined a multinational company where she has gained exposure in financial planning and accounting functions.

icy97

Date of change	31 Jan 2018
Name	MR LEE CHAW HSIEN
Age	37
Gender	Male
Nationality	Malaysia
Type of change	Appointment
Designation	Chief Financial Officer
Qualifications	Mr Lee Chaw Hsien holds a Bachelor of Arts in Accounting and Finance (Honours) from Sheffield Hallam University, United Kingdom. He is a fellow of the Association of Chartered Certified Accountants and a member of the Malaysian Institute of Accountants (MIA).
Working experience and occupation	Mr Lee Chaw Hsien began his career as Audit Assistant with KS Lau & Co., an audit firm in December 2014. Subsequently, in 2010, he join KBH Capital Berhad, a marine logistics service provider as Assistant Accountant, responsible for preparing monthly management presentation, reports, forecasts and analytical reviews and taxation. In 2012, he joined Kiarafied Sdn Bhd as Accountant, preparing monthly management reports and quarterly Board of Directors' meeting papers. He was part of the team to prepare feasibility studies, cost monitoring, evaluation of construction side progress as well as obtaining financing and banking facilities. In 2013, he joined Southern Steel Berhad as Assistant Manager where he was in-charge of a team of accountants, the compilation of monthly reports and preparation of monthly consolidations, forecast and budgets. In 2014, he joined Ee-Lian Enterprise (Malaysia) Sdn Bhd as Finance Account Manager.
Directorships in public companies and listed issuers (if any)	None
Family relationship with any director and/or major shareholder of the listed issuer	None
Any conflict of interests that he/she has with the listed issuer	NIL
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct interest: 35,000 ordinary shares

icy97

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 28 Feb 2018

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		28 Feb 2018	28 Feb 2017	28 Feb 2018	28 Feb 2017
		$$'000	$$'000	$$'000	$$'000

1	Revenue	29,227	36,418	61,578	74,480
2	Profit/(loss) before tax	-1,575	654	-465	1,911
3	Profit/(loss) for the period	-1,868	812	-1,177	1,850
4	Profit/(loss) attributable to ordinary equity holders of the parent	-1,876	577	-1,211	1,194
5	Basic earnings/(loss) per share (Subunit)	-1.29	0.40	-0.83	0.82
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.6761		0.6844

icy97

SWS CAPITAL BERHAD

EX-date	11 Jul 2018
Entitlement date	13 Jul 2018
Entitlement time	05:00 PM
Entitlement subject	Bonus Issue
Entitlement description	BONUS ISSUE OF 36,468,759 NEW ORDINARY SHARES IN SWS CAPITAL BERHAD (SWS) (BONUS SHARE(S)) TO BE CREDITED AS FULLY PAID-UP, TOGETHER WITH 91,171,898 FREE DETACHABLE WARRANTS (WARRANT(S)), ON THE BASIS OF TWO (2) BONUS SHARES TOGETHER WITH FIVE (5) WARRANTS FOR EVERY EIGHT (8) EXISTING ORDINARY SHARES HELD BY THE ENTITLED SHAREHOLDERS AT 5.00 P.M. ON 13 JULY 2018 ("BONUS ISSUE OF SHARES WITH WARRANTS")
Period of interest payment	to
Financial Year End	31 Aug 2018
Share transfer book & register of members will be	to   closed from (both dates inclusive) for the purpose of determining the entitlement
Registrar or Service Provider name, address, telephone no	TRICOR INVESTOR & ISSUING HOUSE SERVICES SDN BHDUnit 32-01, Level 32, Tower A,Vertical Business Suite, Avenue 3, Bangsar South,No. 8, Jalan Kerinchi59200Kuala LumpurTel:0327839299Fax:0327839222
Payment date
a.Securities transferred into the Depositor's Securities Account before 4:00 pm in respect of transfers	13 Jul 2018
b.Securities deposited into the Depositor's Securities Account before 12:30 pm in respect of securities exempted from mandatory deposit
c. Securities bought on the Exchange on a cum entitlement basis according to the Rules of the Exchange.
Number of new shares/securities issued (units) (If applicable)
Entitlement indicator	Ratio
Ratio	2 : 8

icy97

Profile for Securities of PLC

SWS CAPITAL BERHAD

Instrument Category	Securities of PLC
Instrument Type	Warrants
Description	91,171,801 free detachable warrants ("Warrant(s)") issued pursuant to the bonus issue of 36,468,744 new ordinary shares in SWS Capital Berhad ("SWS") ("SWS Share(s)") ("Bonus Share(s)") to be credited as fully paid-up, together with 91,171,801 Warrants, on the basis of two (2) Bonus Shares together with five (5) Warrants for every eight (8) existing SWS Shares held by the entitled shareholders whose names appeared in the record of depositors on 13 July 2018.

Listing Date	26 Jul 2018
Issue Date	20 Jul 2018
Issue/ Ask Price	Not Applicable
Issue Size Indicator	Unit
Issue Size in Unit	91,171,801
Maturity	Mandatory
Maturity Date	19 Jul 2023
Revised Maturity Date
Name of Guarantor	Not Applicable
Name of Trustee	Not Applicable
Coupon/Profit/Interest/Payment Rate	Not Applicable
Coupon/Profit/Interest/Payment Frequency	Not Applicable
Redemption	Not Applicable
Exercise/Conversion Period	5.00   Year(s)
Revised Exercise/Conversion Period	Not Applicable
Exercise/Strike/Conversion Price	Malaysian Ringgit (MYR)   0.9000
Revised Exercise/Strike/Conversion Price	Not Applicable
Exercise/Conversion Ratio	1:1
Revised Exercise/Conversion Ratio	Not Applicable
Mode of satisfaction of Exercise/ Conversion price	Cash
Settlement Type/ Convertible into	Physical (Shares)

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 May 2018

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 May 2018	31 May 2017	31 May 2018	31 May 2017
		$$'000	$$'000	$$'000	$$'000

1	Revenue	35,243	38,420	96,821	112,900
2	Profit/(loss) before tax	1,339	1,024	874	2,935
3	Profit/(loss) for the period	1,603	759	426	2,609
4	Profit/(loss) attributable to ordinary equity holders of the parent	1,582	548	371	1,742
5	Basic earnings/(loss) per share (Subunit)	1.08	0.38	0.25	1.19
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.6870		0.6844

icy97

Date of change	06 Aug 2018
Name	MR CHEW SENG GUAN
Age	46
Gender	Male
Nationality	Malaysia
Designation	Non Executive Director
Directorate	Independent and Non Executive
Type of change	Appointment
Qualifications	Graduated from Chung Ling High School, Penang in Year 1990.Graduated from Oklahoma State University (Stillwater, Oklahoma USA) on 15/12/1995- Bachelor of Science in Business Administration - Management Information Systems.
Working experience and occupation	Mr Chew joined Chip Yoo Latex Co. Ltd. as a Marketing Consultant in year 1996 and promoted to factory manager in year 2010.
Directorships in public companies and listed issuers (if any)	None
Family relationship with any director and/or major shareholder of the listed issuer	None
Any conflict of interests that he/she has with the listed issuer	None
Details of any interest in the securities of the listed issuer or its subsidiaries	7,831,625 ordinary shares in SWS Capital Berhad

icy97

Notice of Interest Sub. S-hldr (Section 137 of CA 2016)

SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	DATO' SERI MR. SERM JUTHAMONGKHON
Nationality/Country of incorporation	Thailand
Descriptions (Class)	Ordinary shares
Name & address of registered holder	DATO' SERI MR. SERM JUTHAMONGKHON17 Cangkat MindenJalan 16 Gelugor11700 Penang

Date interest acquired & no of securities acquired
Date interest acquired	13 Sep 2018
No of securities	1,300,000
Circumstances by reason of which Securities Holder has interest	Married deal
Nature of interest	Direct Interest
Total no of securities after change
Direct (units)	10,376,625
Direct (%)	5.691
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Date of notice	18 Sep 2018
Date notice received by Listed Issuer	18 Sep 2018

icy97

ate of change	26 Oct 2018
Name	DATO' SERI MR. SERM JUTHAMONGKHON
Age	79
Gender	Male
Nationality	Thailand
Type of change	Redesignation
Previous Position	Non Executive Director
New Position	Deputy Chairman
Directorate	Independent and Non Executive

Qualifications

No	Qualifications	Major/Field of Study	Institute/University	Additional Information
1	Others	-	-	Secondary education at Chung Ling High School, Penang

Working experience and occupation	President of the Chip Yoo Latex Co, Ltd
Family relationship with any director and/or major shareholder of the listed issuer	None
Any conflict of interests that he/she has with the listed issuer	None
Details of any interest in the securities of the listed issuer or its subsidiaries	11,692,625 ordinary shares of RM0.50 each